Regulatory and Legal Disclosures

Regulatory and Legal Disclosures

Registered Investment Advisor

Monex Asset Management, Inc. ("Monex Asset Management") is an investment adviser registered pursuant to the Investment Advisers Act of 1940 with the Securities and Exchange Commission ("SEC") and various state jurisdictions and our fees and services are more particularly described in Form ADV Part 2A and our Form CRS. Registration with the SEC or other securities regulators does not imply a certain level of skill or training.

This website provides general information about the business practices and professionals of Monex Asset Management. The information is not intended, and should not be construed, as legal, tax or investment advice. We do not provide and we do not offer to provide personalized investment advice over the internet. The information provided has not been approved or verified by any state or federal securities authority. Additional information about Monex Asset Management is available on the Securities and Exchange Commission website at

Securities Transactions

At client direction, securities transactions may be conducted through Monex Securities, Inc., Member FINRA/SIPC. Monex Securities, Inc. is an affiliate of Monex Asset Management. For information pertaining to the registration status of Monex Securities, Inc., please contact FINRA and or the SEC.

General Disclosure

This website is for informational purposes only and does not constitute an offer to provide advisory or other services by Monex Asset Management in any jurisdiction in which such offer would be unlawful under the securities laws of such jurisdiction. The information contained on this website should not be construed as financial or investment advice on any subject matte and statements contained herein are the opinions of Monex Asset Management and are not to be construed as guarantees, warranties or predictions of future events, portfolio allocations, portfolio results, investment returns, or other outcomes. Viewers of this website should not assume that all recommendations will be profitable or that future investment and/or portfolio performance will be profitable or favorable. Monex Asset Management expressly disclaims all liability in respect to actions taken based on any or all of the information on this website.


No information regarded as confidential should be forwarded to Monex Asset Management prior to communicating directly with a professional associated with the firm. Additionally, no assurances can be made that electronic messages will only be viewed by the intended recipient.


The entire content included in this site, including but not limited to text, graphics or code is copyrighted as a collective work under the United States and other copyright laws, and is the property of Monex Asset Management. ALL RIGHTS RESERVED. Permission is granted to electronically copy and print hard copy portions of this site. Any other use, including but not limited to the reproduction, distribution, display or transmission of the content of this site is strictly prohibited, unless authorized by Monex Asset Management.


All trademarks, service marks and trade names of Monex Asset Management used in the site are trademarks or registered trademarks of Monex Asset Management.


There are links to third-party websites on the internet contained in this website. We provide these links because we believe these websites contain information that might be useful, interesting and or helpful to your professional activities. Monex Asset Management has no affiliation or agreement with any linked website. The fact that we provide links to these websites does not mean that we endorse the owner or operator of the respective website or any products or services offered through these sites. We cannot and do not review or endorse or approve the information in these websites, nor does Monex Asset Management warrant that a linked site will be free of computer viruses or other harmful code that can impact your computer or other web-access device. The linked sites are not under the control of Monex Asset Management, and we are not responsible for the contents of any linked site or any link contained in a linked site. By using this web site to search for or link to another site, you agree and understand that such use is at your own risk.